(Securities Law, Business and Corporate Law, Arbitration and Litigation, Securities Investigation and Enforcement, Broker-Dealer, Investment Adviser)Write a Review
Evans & Kob is a full service corporate and securities firm serving the diverse needs of the financial services industry with experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business. The law firm brings decades of collective experience to each matter entrusted to us. Current members of our firm include a former chief executive of a FINRA member firm, general counsel and chief operating officer to securities issuers, a Securities and Exchange Commission enforcement attorney and an arbitrator certified by FINRA with intimate knowledge of the challenges and objectives faced by broker-dealers, issuers, representatives and investment advisers. The firm’s corporate practice assists clients in addressing the paramount challenges faced across a broad array of industry sectors in the areas of private equity and debt, venture capital, corporate securities, private offerings and hedge funds, joint ventures and mergers and acquisitions. We represent individuals, firms and companies in pre-litigation counseling and adversarial and administrative proceedings before state and federal courts, alternative resolution forums (including AAA, FINRA and JAMS) and state and federal regulatory agencies across the United States.
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